Our Award Winning Platform
4CRisk’s secure cloud-based AI Platform reduces your cost of compliance while lowering your risk of non-compliance.
Business Drivers
- Provide a secure environment for my company’s data in a robust cloud environment
- Incorporate Trustworthy AI principles of justice, reliability, privacy and security, inclusivity, transparency and accountability
- Provide an intuitive AI technology that is proven, yet is continually innovating
- Attest to our IT and security groups evidence of compliance with international standards and certifications such as SOC2
- Support an agile product release and upgrade cycle for AI products
- Support an agile deployment methodology of weeks, not months
- Support integrations and feeds with the business systems, regulatory data and content applicable to my company
- Improve the effectiveness of the enterprise taxonomy by harmonizing compliance artifacts
4CRisk's Specialized Language Models - Safe and Accurate AI for Regulatory, Risk, and Compliance Programs
Specialized Language Models (SLMs) offer secure and private interactions and analyses with significant advantages for governance, risk, and compliance program teams seeking AI-powered automation.
4CRisk’s platform provides a robust, secure, private environment, curated for your organization’s AI-powered processes, incorporating Trustworthy AI and Zero-Trust Security principles
Safe and Secure Data Environment
4CRisk Platform Features
- Our ensemble of language models are pre-trained on regulatory corpora and can be deployed in a dedicated environment
- Our training corpus is carefully curated from data in the public domain from relevant authority sources
- Customer data is not used to train our language models
- Access Control is enforced based on business defined roles and responsibilities
- Access Control is enforced based on business defined roles and responsibilities
Incorporate all principles
4CRisk Platform Features
- Our products support Trustworthy AI principles of justice, reliability, privacy and security, inclusivity, transparency, and accountability
- Our AI products are ‘for the good of all’ by raising compliance of organizations to regulations, rules and laws and standards across their businesses
- Our teams are actively involved AI groups, and contribute to the evolution of trustworthy AI
Intuitive with coherent Human
in the Loop step
4CRisk Platform Features
- Interactive Graphics and Diagrams, such as the Sankey Diagram, for example, comparing a regulation to your policies, are highly intuitive
- Pervasive automation across our products supports Human in the Loop to clearly provide the right SME judgement at the right stage, while accelerating the business process
- Configurable AI-driven workflow, and auto-generated action plans help streamline processes around Human in the Loop
Robust and Compliant
4CRisk Platform Features
- Our platform is certified on AWS, Assure and Google cloud
- Our cloud environment provides business resilience, elasticity, and scalability of your infrastructure, removing that burden from IT teams
- Our cloud environments are certified for SOC2
- Our solutions can be deployed in a multi-tenant environment or in a dedicated environment or on your private cloud
AI TECHNOLOGY Proven yet
Innovative
4CRisk Platform Features
- Proven: Our Risk and Compliance domain-specific ensemble of language models out-perform language models in the public domain
- Proven: Our Conversational AI solution combines an in-house LLM, closed domain knowledge based specific to the business with an informational retrieval component that provides answers that are up-to-date, more accurate, and contextually relevant
- Innovation: Documents from authority sources are parsed into logical chunks that encapsulate meta-data and hierarchical information leading to high precisions in our predictions
- Innovation: Our language models are fine-tuned to automate manual tasks within the Risk and Compliance domain like regulatory or compliance mapping with high accuracy
Seamless Upgrades
4CRisk Platform Features
- Our Rapid Release methodology ensures value is attained quickly
- Releases are provided regularly with release notes to ensure your organization takes advantage of new innovations
Agility and Domain Expertise
4CRisk Platform Features
- Deployment of our products happens in weeks than months with our rapid deployment methodology, it is designed to get your team seeing value right away
- You can work with our domain experts to pace your rollouts to gain the greatest value from your AI projects and specific use cases
Integrations and Feeds
4CRisk Platform Features
- Platform supports integration with business system, content providers, and third parties using REST API architecture
- Platform support standard exports (PDF and Excel)
- Platform extracts large and complex data (unstructured and structured, including PDFs) from content sources
4CRISK PRINCIPLES FOR RESPONSIBLE, TRUSTWORTHY and SUSTAINABLE AI
Responsible AI - the development and deployment of AI systems, holding fast to ethical and data governance principles
| Principle | Explanation and Rationale | How 4CRisk Complies |
|---|---|---|
| Fairness and Bias Detection | Endeavour to ensure any models/systems are fair and free from harmful bias. Ensure training data and algorithms avoid discriminatory outcomes and comply with laws on accessibility and inclusiveness. | 4CRisk products are designed to ensure zero bias and provide proof of fairness. Our ensemble of language models is pre-trained on a carefully curated corpus of regulatory, risk, and compliance corpora from public domain sources, following a strict data governance and clearance process. Customer data is not used in training our models. Our solutions and AI models can be deployed in a dedicated environment to further enhance privacy and security of business data. |
| Fairness and Bias Detection | Endeavour to ensure any models/systems are fair and free from harmful bias. Ensure training data and algorithms avoid discriminatory outcomes and comply with laws on accessibility and inclusiveness. | 4CRisk products are designed to ensure zero bias and provide proof of fairness. Our ensemble of language models is pre-trained on a carefully curated corpus of regulatory, risk, and compliance corpora from public domain sources, following a strict data governance and clearance process. Customer data is not used in training our models. Our solutions and AI models can be deployed in a dedicated environment to further enhance privacy and security of business data. |
| Transparency | Strive for AI that can transparently explain its reasoning and decision-making processes. | Our products provide transparent analysis with confidence scores, links to authoritative sources and customer documents, and human-in-the-loop checkpoints. Users are informed through disclaimers that AI is used in the review process. |
| Accountability | Establish clear ownership and responsibility for the development, deployment, and actions of your AI. | 4CRisk's product management, ML Ops, and engineering processes establish clear ownership and responsibility throughout the AI lifecycle. Human-in-the-loop reviews and continuous monitoring of AI performance ensure accountability for AI actions and outcomes. |
| Security and Safety | Prioritize robust security measures to protect AI systems from misuse and manipulation, model poisoning, theft or reverse engineering. | 4CRisk AI systems are designed for resilience, security, and safety throughout their lifecycle, with metrics demonstrating the effectiveness of controls. Synthetic data is used to protect user privacy during training and analysis, while access controls based on defined roles and responsibilities ensure data security. |
| Data Privacy | Privacy values such as anonymity, confidentiality, and control will guide choices for AI models and system design. Adhere to data privacy regulations and implement strong data security with role-based access and audit trails. | 4CRisk adheres to all relevant privacy regulations and standards when handling data for AI development. Robust security measures protect AI systems and business data, which is never used for model training and remains within the four walls of the customer's cloud environment. Access controls based on defined roles and responsibilities, along with comprehensive audit trails, ensure data security and accountability. |
Trustworthy AI - The result of developing products using Responsible AI Principles, that make it reliable and trusted by users
| Principle | Explanation and Rationale | How 4CRisk Complies |
|---|---|---|
| Accuracy, Validity and Data Quality | Acknowledge the importance of high-quality, accurate and continuously validated data to train effective and unbiased AI models. | 4CRisk models prioritize accuracy and are designed to minimize drift. They are pre-trained on regulatory corpora from authoritative sources and undergo continuous validation to maintain data accuracy and relevance over time. Rigorous quality assurance protocols, data cleaning and preprocessing, and performance monitoring ensure high accuracy, validity, and data quality. |
| Explainability | Build and deploy AI systems that are understandable and explainable, fostering trust in their decisions. | 4CRisk provides meaningful explanations for AI decisions through confidence scores, visual mappings (Sankey diagrams), and references to source documents. Users can export, filter, and sort information, with the option for human-in-the-loop reviews to challenge any results. |
| Robustness, and Reliability | AI systems should perform reliability and as expected, incorporating strong and resilient processes. | 4CRisk products perform in a highly resilient, trusted cloud environment that provides added business resilience, elasticity, and scalability of your infrastructure. Our cloud environments are certified for SOC2. |
| Human-centered Design | Focus on designing AI that complements, empowers and augments human capabilities, rather than replacing them. | 4CRisk products are designed by experts in risk, compliance, audit, and governance, leveraging AI to augment human capabilities. Subject matter experts can review and override model predictions, ensuring informed decision-making. |
| Human in The Loop | Ensure Humans in the Loop verifies at the appropriate stages of the business process, providing sufficient training as systems evolve. | 4CRisk products incorporate process steps where professionals can verify, collaborate on, and revise AI-generated results to ensure reliability, accuracy, and build trust. |
| Safety and Reliability | Prioritize safety measures and build robust AI systems that can handle unexpected situations. | 4CRisk products are built with safety in mind, mitigating risks and preventing unintended consequences. |
4CRisk AI Principles
| Social Benefit and Justice | Ensure your AI applications are designed to address social challenges and improve human well-being and equity. | 4CRisk prioritizes transparency in AI usage, starting with a clear articulation of user needs and public benefits. We offer evaluation tools, ROI models, and thought leadership resources like blogs, e-books, and webinars to educate customers and the broader community about AI. |
| Sustainability | Consider the environmental impact of AI development and operation, promoting sustainable practices. | 4CRisk products utilize optimized small language models to minimize energy consumption and maintain a responsible environmental footprint. |
| Governance and Regulations | Stay informed about evolving AI governance frameworks and regulations, adapting your strategy, governance, principles, policies, risks and controls accordingly. | 4CRisk teams stay informed about and adhere to evolving AI regulations, adapting our strategies and programs to meet and exceed regulatory requirements as technology and societal expectations change. |
| Continuous Improvement | Commit to ongoing monitoring, evaluation, and improvement of your AI strategy, principles, model and use. | 4CRisk prioritizes openness by sharing AI design concepts, training data, and relevant information, while safeguarding personal information, system integrations, and national security interests. |
AI GOVERNANCE
AI Model Governance at 4CRISK
4CRisk products ensure that AI models adhere to organizational goals and risk tolerances throughout their lifecycle, from selection and development to deployment and maintenance. Our model governance framework defines access controls, versioning, training, data controls, and activity tracking requirements.
4CRisk's Model Governance is a core component of our AI Strategy and Governance framework, which we adhere to internally and share as best practice with our customers. Our model training process involves a meticulous curation of regulatory data, utilizing a robust data governance framework. This framework encompasses various steps, such as evaluating datasets against governance criteria, conducting data clearance, and performing document quality checks, ensuring the highest quality data is used for model training. The data governance process is structured around the following phases of the data lifecycle before model training:
1. Data Clearance and Acquisition: Ensuring data is collected and approved according to established criteria.
2. Pre-processing: Cleaning and preparing data for analysis by addressing missing values, inconsistencies, and formatting issues.
3. Tokenization: Breaking down text data into manageable pieces or tokens for processing by the model. .
Trustworthy AI Strategy and Governance Framework
4CRISK’s Guide To AI Deployment
In this infographic, we review a framework to show how to extend your organization’s existing Strategy and Governance structures and frameworks to address the specific requirements of Artificial Intelligence regulations, rules, laws and standards as well as AI Products
Qualitative Benefits
Effectiveness - reduction of risk of non-compliance with domain-specific AI Model
- AI driven insights show gaps between regulatory requirements mapping and internal control framework
- AI-powered processes effectively zero-in on what is needed to close gaps in compliance
Efficiency - improvement in your team’s productivity withAI-driven processes
- Intuitive interactive diagrams help users quickly connect the dots, helping the organization be more agile
- AI automates tedious and repetitive tasks; highly efficient compared to traditional workflow and analyses
Agility - faster deployment and upgrades for your business, IT and Security teams
- Quickly deploy 4CRisk products, and easily stay current with upgrades
- AWS Cloud in provides a robust andefficient environment for your IT teams
Customer Experience Spotlight
Customer Comment
We have a high degree of confidence in the 4CRisk’s cloud based platform. The technology is based on AWS and Microsoft products. Importantly the stability is very high, and our users are extremely pleased with the ease of use.
- Project Manager, Software Product company
Aria Quote
"I’m Aria, the brains behind our AI powered compliance in 4CRisk products. My platform is state of the art, and, unlike other AI products, provides a private large language model curated to each customers needs, in a robust and secure Cloud environment"
Customer Comment
We are amazed with the ease and speed of deployment as we worked
with 4CRisk s team and products. We were able to get our environment running in a matter of
hours. Our users found the apps intuitive and easy to start using right away. It's taken 1/4 of the time
- 2 weeks vs 2 months - to go live compared to our traditional deployments.
- Project Manager, Financial Firm
Contact us to discuss the next steps on your journey
Best practices and ROl for our Platform
Case studies of innovative peer organizations
Demo to dig deep into our AI-powered compliance products
4CRisk is an award winning AI-powered platform for Risk and Compliance professionals
